Automate, Monitor, and Report with Confidence

A securities valuation solution to transform your validation process 

 

Securities Valuation Oversight

  • Support for outsourced models where gold copy prices are determined by an external pricing agent and in-sourced pricing models where gold copy prices are determined internally
  • Real-time operational dashboards for management processing, and exceptions review
  • Valuation Oversight validations to help ensure the previous day’s pricing followed policy
  • Same-day security pricing validations to uncover pricing anomalies that may require fair valuation or price overrides
  • Price override and fair value decision workflow to manage the setup, approval, and monitoring of price instructions
  • Ability to collect and scrub prices from multiple vendors to determine the gold copy price
  • Operational, pricing committee, board reporting, and price dissemination

With the pControl Fair Value Control solution, you can automate and strengthen your securities valuation controls and end-to-end fair value process to help improve efficiency, reliability, timeliness, and auditability. 

 

Potential Benefits of Securities Valuation Oversight

Reduced Operational Risk 
Demonstration of repeatable best practices for your pricing function

Seamlessly integrating with your existing systems and external vendors, we help you mitigate risk and reduce dependencies on manual approaches to checks and securities validations. 

Provide automation to deliver timely and accurate reporting to Fund Boards and regulators.


Enhanced Transparency
Providing an analysis, identification, determination, and reporting framework 

We help you minimize complexity to consolidate and centralize your pricing data to the end-to-end fair value process.

With transparency across multiple service providers, you can monitor applied valuations to confirm they are correctly valued according to the funds policy set forth by their governing parties.


Improved Effectiveness
Strengthen your controls and analysis tools

Our securities valuation solution helps you have a consistent framework, scalable to your operations, to enable a systematic deeper review of security prices to validate accuracy. 

With back-testing of fair value methodologies, gain confidence that your fair value methodologies are correctly applied.