The FCA annual report is out and it’s not just Brexit under the microscope. As expected, operational resilience continues to be an area of concern, building on the issues raised in their business plan of 2019/2020 in April. Article written by Paul Roberts, Milestone Group - first published by RegTech Insight.
Following recent regulatory changes looking at operational resilience, Paul Roberts, CEO at Milestone Group, investigates how firms have changed their mindset towards managing disruption. As published by Funds Europe : FundTech Summer 2019 supplement.
Fund Administrators are adapting to new models to capitalize on data services for fund managers and deal with the prickly issue of data ownership. Geoff Hodge of Milestone Group explains.
Paul Roberts of Milestone Group discusses the significant impact on compliance teams at investment trusts, OEICs, specialist funds and ETF funds, and particularly for those individuals responsible for the NAV process, now that operational resilience is a key area of focus for the UK’s Financial Conduct Authority (FCA). Key to operational resilience is a holistic programme including the use of a purpose-built platform for oversight, that can also produce a contingent NAV without a ‘cold start’. Article by Philippa Aylmeras published by Wealth Advisor.
Paul Roberts of Milestone Group discusses how choosing the right technology and a suitable upgrade strategy can be a make-or-break decision for an asset management company, Article by Bob Currie as published by Funds Europe.